Privacy Policy

We will at all times respect the privacy of our clients.

We will not disclose any information about clients' affairs to any third party without their specific consent (other than in circumstances where we may be required by law to do so).

We will not sell or pass your name and address to any mailing list database.

We will take reasonable precautions to ensure that telephone callers who purport to be clients are genuine.

We may record and monitor telephone conversations for compliance purposes.

All personal data collected and processed by us will be handled in accordance with the Data Protection Act 1998.

In order to evaluate the effectiveness of our website we may use the services of third parties. We or they may place a cookie on your computer. A cookie is a text file that allows your use of the site to be tracked. No personal or confidential information is stored on such third party cookies. Most internet browser software allows cookies to be disabled if desired.

Disclosures

General Information

Speirs & Jeffrey Limited is a member of the London Stock Exchange and is authorised and regulated by the Financial Conduct Authority (FCA), 25 The North Colonnade, Canary Wharf, London, E14 5HS.

You can gain access to the FCA rules and guidance notes at www.fca.org.uk

Speirs & Jeffrey Limited is a registered company in Scotland No. SC098335.

Registered Address: George House, 50 George Square, Glasgow, G2 1EH. VAT NO 481 2627 46

Email

If your email is not acknowledged by S&J in a timely manner please contact your investment manager to confirm receipt. If the matter is urgent or time critical please contact us by telephone as we do not accept liability for any email error or the consequences. Email communications cannot be guaranteed to be secure or error free, as information could be intercepted, corrupted, amended, lost, destroyed, marked as spam, arrive late or incomplete, or contain viruses.

No Warranty or Reliance

The information contained in this website has been obtained from sources we believe to be reliable and accurate at the date of publication but no warranty of accuracy is given and the information is subject to change without notice.

We are not responsible for the accuracy of information contained within sites provided by third parties, which may have links to or from our pages.

No Offer

The information on this site should not be treated as a solicitation or recommendation to buy, sell or otherwise deal with any particular investment. The investments and/or investment services referred to on this site may not be suitable for all investors. If in doubt an investor should seek advice from a qualified investment advisor.

General Warnings about Investments

Please note that the value of investments and the income derived from them may fluctuate and an investor may not receive back the amount originally invested. Past performance is not necessarily a guide to the future. Current tax levels and relief may change and the value of any relief depends on individual circumstances.

Jurisdictions outside the UK

This website should not be regarded as an offer or solicitation to conduct investment business as defined by the Financial Services & Markets Act 2000, in any jurisdiction other than the UK. Investors who are resident in or citizens of countries other than the United Kingdom may be subject to local regulations or restrictions. This website is not directed to, nor intended for distribution or use by, any person in the US or any US citizen or resident, or any person or entity in any jurisdiction or country where the publication or availability of the site or such distribution or use would be contrary to local law or regulation.

Data Protection

Any personal information you provide to us will be dealt with in accordance with the Data Protection Act 1998.

Cookies

We use cookies on this site.

Conflicts of Interest Policy.pdf

Execution Policy.pdf

Execution Venues

Pillar 3 Disclosures

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We have 32 fully qualified investment professionals serving our client base – average investment experience over 15 years.